NATIONAL ARCHIVES AND RECORDS ADMINISTRATION
National Personnel Records Center
St. Louis, Missouri  63132-5100
NPRC 1865.114
June 28, 1991


SUBJECT: Changes/corrections to identification data for military personnel/medical records indexed by computer

1. Purpose.  This memorandum issues revised procedures for changing or correcting identification data on military records and on the computerized registry index.

2. Cancellation.  NPRC 1864.96C is canceled.

3. Reason for revision.  This memorandum has been placed in the 1865 series because the information pertains to 9700 Page only.  It has been revised:

    a.  to update form names and numbers;

    b.  to remove note 1 from the end of fig. 1 and thus allow branches to designate the person(s) to authorize changes to the computerized registry index;

    c.  to add a paragraph which lists general criteria for making changes and/or corrections on the military documents themselves;

    d.  to change fig. 2 to pertain only to corrections in Navy records; and

    e.  to add a new figure to show the addresses to which to send non-Navy records when identification data on the records need to be corrected.  (Making this fig. 3 has required renumbering of the previous fig. 3 as fig. 4.  The previous fig. 4, an overprint for requesting a single registry number to use on a jacket being moved from a pre-registry file, has been removed.  Instructions covering such situations will be added to NPRC1865.115, Registry File System records processing procedures.)

4. Instructions.  The actions to take to change identification data on the computerized registry index and to make changes or corrections on the actual records are described in the attachment and in figs. 1, 2, 3, and 4.

5. Forms.  This memorandum provides for the use of the following forms:

NA Form 13003, Request for Amendment(s) to Computer Index
NA Form 13077, Report of Searching Actions
NA Form 13096, Finding Aid Report
DD Form 215, Correction to DD Form 214
DD Form 1343, Notification of Change in Service Member's Official Records
 

DAVID L. PETREE
Director


NATIONAL ARCHIVES AND RECORDS ADMINISTRATION
National Personnel Records Center
St. Louis, Missouri 53132-5100
NPRC 1865.114, CHGE 1
April 30, 1998
SUBJECT: Changes/corrections to identification data for military personnel/medical records indexed by computer

1. Purpose.  This memorandum transmits revised pages of NPRC 1865.114.

2. Explanation of change.  The incoming mail operation uses the service code in some cases to determine if a request can be referred to another agency without searching for the record or referring to information in the record.  When combining two or more records careful consideration must be given to ensuring that the service code on the combined record is appropriate to the contents of the record.  A listing of service codes used in the NPRC registry systems has been added as figure 5.  Figure 4 has been changed to reflect the most recent revision of NA Form 13003, Request for Amendment(s) to Computer Index.  Figure 3 has been revised to reflect the most recent addresses to which records are to be referred.

3. Instructions.  Remove pp. 1/2 and 7/8 of the attachment and insert the revised pp. 1/2, 7/8, and 9/10.
 

DAVID L. PETREE
Director


CHANGES/CORRECTIONS TO IDENTIFICATION DATA FOR MILITARY PERSONNEL/MEDICAL RECORDS INDEXED BY COMPUTER

1. General information.  Identification data (ID) is that information which identifies and isolates the record of one individual from another.  On a military personnel/medical record, the ID is the NAME, SERVICE NUMBER, or SOCIAL SECURITY NUMBER.  On the computer, the ID is the NAME, SERVICE NUMBER/SOCIAL SECURITY NUMBER, and SERVICE CODE.

2. When and when not to request amendments to the computerized registry index.

     a. DO request amendments to the computerized registry index whenever it is recognized that there is a need:

(1) To change or correct the LAST NAME, SSN, and/or SERVICE NUMBER.

(2) To change, add, or delete the REGISTRY NUMBER and/or SERVICE CODE.

(3) To consolidate two or more records for the same individual, same branch of service--each bearing a different registry number.

(4) To substitute a SERVICE NUMBER or SOCIAL SECURITY NUMBER for an "X" number (i.e., date-of-birth number).

The need to make any such changes may become apparent during the course of routine caseworking, or after a record has been returned from a military service department following corrections made on record documents themselves.

     b. DO NOT routinely request amendments to the computerized registry index:

(1) To remove a record from the registry system that was erroneously filed there.

(2) To add a record to the registry system that was erroneously filed in an alpha file.

(3) To add a Navy/Marine Corps personnel or medical record to the registry system only because the other record is in the system.  This should be done, however, if the record which is not in the system has been pulled to answer an inquiry.

(4) To delete a record which has been transferred to another records depository (unless that branch of service specifically requests the deletion).

(5) To add a service number to a record which is already in the system under a valid social security account number.

NOTE:  This does not apply to the Records Reconstruction Branch.

(6) Just to add/change/correct a FIRST name or middle initial.  (But do take such action also if an amendment is being made for another reason.)

3. Changing and/or correcting identification data ON records.  Navy records are the only military personnel records for which NPRC prepares paperwork to make changes or corrections to ID on records.  This is done with Navy Liaison approval. See fig. 2.  Criteria for making such changes/corrections are described in NPRC 1865.65, Changes/corrections to military personnel/medical records indexed in Alpha or Numeric files (Navy and Marine Corps).  Such actions on other-than-Navy records are made by sending files to the proper        headquarters facility.  See fig. 3.

NOTE:  The service department may make its change by issuing a single document to be filed in the jacket, rather than by changing the existing documents.  Thus, the item that was changed may not be deleted entirely from the paper and should not be deleted from the computer memory; rather, the new information should be added to the computer as a cross reference and should be written in next to the existing information on the outside of the jacket.  For example, a name change should be written along with words such as "also known as."

4. Service codes.  When two or more records are combined appropriately, the service code in the computer must reflect the make up of the newly formed record.  For example, if an AF service code record containing some medical records is combined with an AFP service code record (the AFP code indicates the service sent the medical records to the Veterans Administration Records Management Center (VARMC)), the service code of the combined record should be changed to AF.  The various service codes and their definitions are available in figure 5.



Figure 1: Changes to the computerized registry index (including changes involving combination of two or more records into one registry file)
 
 
A B C D
R
U
L
E
If the computer 
change

 

The person discovering 
the need for an amendment 
will
The person authorized to 
request computer amendments 
will
Data Conversion Unit takes 
the following action

 

1
 
 
 
 
 
 
 
 
 
 
 
 

 

DOES NOT involve 
the combining of 
two or more
records into one 
Registry File,
 
 
 
 
 
 
 

 

forward the record and 
pertinent NA Form(s) 13096, 
Finding Aid Report (FAR),
to the person in column C 
with a note explaining why 
a change is necessary.
--------------------------------------
If the change is for the 
purpose of substituting 
an SN or SSN for a DOB 
("X") number, change the
folder label to show the 
new number, attach a 
note saying "Change ID 
No.," & forward to per-
son in column C.
  a.  prepare NA Form 13003,
Request for Amendment(s) to
Computer Index (fig. 4), to 
show delete and add action,
   b.  forward it with any
pertinent FAR(s) to Data
Conversion Unit,
  c.  retain the record and
ensure that any changes are
reflected on the jacket, 
i.e., on the label (and tab, 
if any) upon receipt of the
corrected FAR(s), and
  d.  release record for
refile.
  a.  keypunch computer 
input,
  b.  hold documents pending
receipt of corrected FAR(s),
  c.  re-inquiry the com-
puter to check on correct-
ness of data input, and
  d.  forward a copy of the
FAR(s) to the sending unit 
for necessary action under
column C. 
 
 

 

  Military OPerations Branch
takes the following action
2



















 

DOES involve the
combining of two
or more records
into one Registry 
File (simple 
service registry
combination/
delete actions 
only--with no 
other computer
amendments 
required),
1.   attach all FAR's 
on top of folder to be 
retained (highest 
numbered suitable folder).
Exception:  B/R files 
are to be combined with 
service registry files.
2.   place retained folder 
(with the FAR's) on top 
of folders to be emptied 
and deleted.  Secure with 
rubber band.
3.   write "to be com-
bined' on the top FAR.
4.   forward entire 
package to person in 
column C. 
1.   review case, making
certain proposed combination
is correct.  (See note at 
bottom of next page.)
2.   if correct, combine all
records into the retained
folder.
3.   write the registry 
number(s) of the deleted
folder(s), the date, and his/
her initials on the inside 
cover of the retained folder.
4.   write "deleted" across 
the outside of the folders 
for deletion.
5.   place folders for 
deletion in a box labeled 
"registry deletes."
6.   forward folders and 
FAR's daily to the Data
Conversion Unit for deletion. 
1.   Data Conversion Unit
    a. keypunches the 
delete information from the
folder label.
    b.  keypunches a com-
puter inquiry to verify the
correctness of the delete.
    c.  holds the deleted 
folder(s) pending receipt 
of the corrected FAR(s).
    d.  sends the deleted 
folder(s) and FAR(s) to the
Records Processing Unit.
2.   The Records Processing
unit verifies the delete 
action by ensuring that the 
prior folder label informa-
tion is not on the corrected
FAR.
3
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 

involves deleting 
a registry number
which no longer 
has a folder 
assigned to it 
(e.g., registry 
numbers assigned 
to vacant file 
locations or 
chargeouts during 
the reaccession-
ing of the consol-
idated into the 
service registry 
file; registry 
numbers assigned 
to chargeouts 
which have been
reaccessioned
under a higher
number, etc.)
1.   obtain a valid NA 
Form 13077, Report of 
Searching Actions, indica-
ting that a record is no 
longer assigned to the 
registry location recom-
mended for deletion. 
2.   attach NA Form 13077 
and any FAR(s) to top of 
the folder to be retained.
3.   attach a note: 
"Delete negative number." 
4.   forward entire package 
to person in column C. 
 
 
 
 

 

1.   review the recommended
delete action to make certain
that it is correct.  (See 
note below.)
2.   if correct, write the 
registry number of the deleted
location, the date, and her/
his initials on the inside 
cover of the retained folder.
3.   prepare NA Form 13003 for 
the delete action in original
only.
4.   forward NA Form(s) 13003 daily 
to the Data Conversion Unit.
5.   verify delete action upon 
receiving corrected FAR(s)
from the Records Processing 
Unit. 

 

1.   Data Conversion Unit
    a.  keypunches the 
delete information from NA
Form 13003.
    b.  keypunches a com-
puter inquiry to verify the
correctness of the delete
action.
    c.  holds the NA Form(s)
13003 pending the receipt of
corrected FAR(s).
    d.  routes the FAR(s) 
and NA Form(s) 13003 to the
Records Processing Unit.
2.   Records Processing Unit
    a.  matches FAR(s) to NA
Form(s) 13003.
    b.  routes matched 
FAR(s) and form(s) back to
the appropriate branch(es) 
for delete verification.
NOTE:   Check that all combined records belong to the same veteran.  Compare names, SN/SSN, and date of birth, 
             if necessary.  Do not combine records for more than one branch of service.  Do not combine Navy 
             personnel and medical records unless an AM or PM registry number already exists.


Figure 2: Basic procedures for making changes or corrections in a Navy record
 
 
1. Change involves retired Navy veteran's service and/or medical record:

     a. The C-6 archives technician

(1) makes corrections to the record according to TECHINST 8411B for officers and TECHINST COR-12 for enlisted personnel;

(2) completes DD Form 1343, Notification of Change in Service Member's Official Records, and attaches it to the record;

(3) sends record and DD Form 1343 to the Navy Liaison Officer and requests computer amendment(s) after receiving the case back; and

(4) sends original DD Form 1343 to Naval Reserve Personnel Ctr., New Orleans; first copy to Navy Finance Center, Cleveland; second copy to medical folder; and remaining copies to personnel folder.

     b. The Navy Liaison Officer
(1) authorizes the correction(s);

(2) signs the DD Form 1343; and

(3) returns the entire case to the C-6 archives technician.

2. Change involves discharged veteran's service and/or medical record:

     a. The C-6 archives technician

(1) makes corrections to the record according to TECHINST 8411B for officers and TECHINST COR-12 for enlisted personnel;

(2) prepares a DD Form 215, Correction to DD Form 214, and attaches it to the record;

(3) sends the record and DD Form 215 to the Navy Liaison Officer and requests computer amendments after receiving the case back; and

(4) sends original DD Form 215 to requester; copies of DD Forms 214 & 215 to medical folder; and copy of DD Form 215 to personnel folder.

     b. The Navy Liaison Officer
(1) authorizes the corrections;

(2) signs the DD Form 215; and

(3) returns the entire case to the C-6 archives technician.



Figure 3:  Military Headquarters addresses where changes to the record are made
 
When Identification Data must be changed inside a non-Navy record, the case is forwarded to the appropriate address:
 
 
ARMY
 

 

AR-PERSCOM
ARPC-PSV-V
1 Reserve Way
St. Louis, MO  63132-5200

 

AIR FORCE

 

HQ AFPC/DPSRP
550 C Street West, Suite 19
Randolph AFB, TX 78150-4721

 

MARINE CORPS 
 

 

Commandant of Marine Corps
HQ USMC (MMSB-10)
2008 Elliot Rd., Suite 22
Quantico, VA  22134-5030

 

COAST GUARD 
 

 

Commander, Military Personnel Command
MPC-S-3
2100 2nd Street, SW
Washington, DC  20593
 


Figure 5:  Service Codes Used in NPRC Registry System
 
 

 
AF Air Force personnel/medical (paper).
AFF Air Force personnel/medical records (all microfiche).
AFM Air Force personnel/medical records (mixed mode*).
AFP Air Force personnel records (medical records retired to VARMC).
AR Army personnel/medical records (paper).
ARF Army personnel/medical records (all microfiche**).
ARM Army personnel/medical records (mixed mode*).
ARP Army personnel records (medical records retired to VARMC).
ART Army retiree records.
CG Coast Guard personnel/medical records (paper).
CGP Coast Guard personnel records (medical records retired to VARMC).
NP Navy personnel records (paper).
NVP Navy personnel records (medical records retired to the VARMC).
PM Combined Navy personnel/medical records (paper).
PMM Combined Navy personnel/medical records (mixed mode*).
 PMF Combined Navy personnel/medical records (all microfiche**).
AM Combined Marine Corps personnel/medical records (paper).
AMF Marine Corps personnel/medical records (all microfiche).
AMM Marine Corps personnel/medical records (mixed mode*).
MC Marine Corps personnel records (paper).
MCP Marine Corps personnel records (medical records retired to VARMC).
NM Navy medical records, Marine Corps medical records (paper).
NR Vault Flag.
NGB National Guard Bureau records.
*
**
Mixed mode - personnel records on fiche; medical records on paper. 
Reserved for future use.
QC Auxiliary records at CPR.
QM Auxiliary records at MPR.  QC - Auxiliary records at CPR.
QT Auxiliary records which are microfilmed and not  suitable for filing as QM & QC.
QS Any group of auxiliary records which cannot be indexed under one of the above categories.